- investor protection
- /ɪn'vestə prəˌtekʃ(ə)n/ nounlegislation to protect small investors from unscrupulous investment brokers and advisers
Dictionary of banking and finance. 2015.
investor protection
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investor protection — ➔ protection * * * investor protection UK US noun [U] FINANCE ► protection of investors so that they do not lose money if their investments fail: » There is now full investor protection up to £35,000. ► protection of investors so that they do not … Financial and business terms
Investor Protection Committees — IPCs) Organisations such as the Association of British Insurers and the National Association of Pension Funds representing the interests of their members, consisting of large institutional shareholders. The IPCs issue guidelines on various… … Law dictionary
Investor Protection Act — A component of the Wall Street Reform and Consumer Protection Act of 2009 designed to expand the powers of the Securities and Exchange Commission (SEC). The act established a whistleblower reward for reporting financial fraud, increased liability … Investment dictionary
Securities Investor Protection Corporation — The Securities Investor Protection Corporation (SIPC) is a federally mandated non profit corporation in the United States that protects securities investors from harm if a broker/dealer defaults. Investors are not insured for any potential loss… … Wikipedia
Public Company Accounting Reform and Investor Protection Act of 2002 — Sarbanes Oxley Act of 2002 / Sarbanes Oxley / SOX/ Sarbox / Public Company Accounting Reform and Investor Protection Act of 2002 A US statute which became law on 30 July 2002. The Act makes substantial changes to the regulation of the accounting… … Law dictionary
Canadian Investor Protection Fund — The Canadian Investor Protection Fund (CIPF) is a not for profit corporation created by the Canadian investment industry in 1969 to protect investor assets in the event of a CIPF member s bankruptcy. The CIPF is funded by CIPF members which… … Wikipedia
Securities Investor Protection Act — The Securities Investor Protection Act of 1970 codified at usc|15|78aaa through usc|15|78lll, established the Securities Investor Protection Corporation (SIPC). Most brokers and dealers registered under the Securities and Exchange Act of 1934 are … Wikipedia
Securities Investor Protection Corporation — n. An organization established by federal statute to help brokers and dealers in corporate securities who find themselves in financial difficulties. The Essential Law Dictionary. Sphinx Publishing, An imprint of Sourcebooks, Inc. Amy Hackney… … Law dictionary
Securities Investor Protection Act — Federal law which established Securities Investor Protection Corp., which, though not an agency of the U.S. Government, is designed to protect investors and help brokers and dealers in financial trouble. 15 U.S.C.A. No.No. 78aaa et seq … Black's law dictionary
Investor relations — (IR) is a strategic management responsibility that integrates finance, communication, marketing and securities law compliance to enable the most effective two way communication between a company, the financial community, and other constituencies … Wikipedia
